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Ethos BeathChapman
Singapore, SINGAPORE
(on-site)
Posted
7 days ago
Ethos BeathChapman
Singapore, SINGAPORE
(on-site)
Job Function
Legal Support
Regulatory Compliance Specialist / AVP - Retail and Wealth Management
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Regulatory Compliance Specialist / AVP - Retail and Wealth Management
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Description
Contract Type:Permanent
Location:
Singapore, Singapore
Date Published:
12-Feb-2026
Salary:
$125,000.00 - $125,000.00 Annual
The Role
We are seeking a Regulatory Compliance candidate to join our team in Singapore - an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection.
Responsibilities:
- Provide regulatory advice and interpretation across the business and ensure that policies are in line with SFA and FAA
- Develop, implement, and maintain compliance monitoring frameworks and thematic reviews.
- Support product design, approval, and review processes to ensure regulatory compliance and good customer outcomes.
- Manage all Regulatory Compliance and issues pertaining to Conduct Risk, and ensure they are in line with requirements
- Liaise with internal stakeholders, including Legal, Risk, and Distribution teams, to embed a strong culture of compliance.
- Bachelor's degree in Law, Finance, Business, or a related field.
- 5 to 10 years of experience in Regulatory Compliance
- Strong technical knowledge in SFA, FAA, MAS regulations etc
- Excellent communication and interpersonal skills, with the confidence to challenge and advise senior stakeholders.
- High attention to detail and a proactive, analytical mindset.
EA Personnel No. R1985201
BeathChapman Pte Ltd
Licence No. 16S8112
Job ID: 82478740
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Data is collected and updated regularly using reputable sources, including corporate websites and governmental reporting institutions.
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