Company Profile

Company DescriptionSia is a next-generation management consulting firm and a pioneer of Consulting 4.0. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value across more than 30 sectors and services. Sia s mission is to craft state-of-the-art narratives for transformation and innovation and to deploy these at scale. Our goal is to drive transformations that generate a positive impact. With a global presence of 51 offices worldwide ...

At BNY, our culture allows us to run our company better and enables employees growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Recognized as a top destination for innovators, ...

{"description": " Company DescriptionSia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science, enhanced by creativity and driven by responsibility. We re optimists for change and we help clients initiate, navigate and benefit from transformation. We believe optimism is a force multiplier, helping clients to mitigate downside and maximize opportunity. With expertise across ...

Compliance Officer & MLRO - DFSA Regulated Firm (Asset & Investment Management)Location:Dubai International Financial Centre (DIFC) Employment Type:Full-Time Seniority:Mid-Senior Level About the OpportunityA DFSA-regulated asset and investment management firm in the DIFC is seeking an experienced Compliance Officer & Money Laundering Reporting Officer (CO/MLRO)to lead its compliance and AML/CFT framework. The successful candidate must have strong experience in asset management, investment ...

{"description": " Job DescriptionAbout Citco:The market leader. The premier provider. The best in the business. At Citco, we ve been the front-runner in our field since our incorporation in 1948 led to the evolution of the asset servicing sector itself. This pioneering spirit continues to guide us today as we innovate and expand, push beyond the boundaries of our industry, and shape its future. From working exclusively with hedge funds to serving all alternatives, corporations and private clients, ...

CLIENT BACKGROUNDOur client is a well‑established financial institution with a strong regional presence, offering a broad range of investment and brokerage services. With expanding business lines across traditional and emerging asset classes, the firm is strengthening its compliance function in Hong Kong to support continued growth and uphold high regulatory standards. This is a new headcount. JOB RESPONSIBILITYThe successful candidate will serve as a key compliance advisor to front‑office ...

South Perth Interestingly Complex Organisation Stable, Career focussed Employer Key Responsibilities Audit Coordination & Follow-Up Coordinate audit schedules, meetings, communication, documentation, and liaise with internal audit providers. Track audit recommendations, follow up with stakeholders, maintain accurate system records and prepare reports for submission to governance committees. Systems & Database Management Administer and maintain systems supporting audit, integrity, compliance ...

To apply to this hybrid opportunity in equity sales, trading & capital markets- Please submit your application here & send your updated resume to alex.muzaurieta@roberthalf.com. Exciting Compliance Manager Opportunity - Equities & Capital Markets A leading investment bank & full-service broker-dealer is seeking a Compliance Manager to oversee regulatory compliance for equity sales, trading, and capital markets. This is a high-impact, hands-on role with a clear path for growth, reporting ...

ResponsibilitiesManage compliance and operational risks partnering with front and back-office teams Development and management of Singapore policies and processes. Handle corporate licensing matters. Interpret and disseminate regulatory updates to other department To identify, measure, monitor and control all material risks on business activities, formulate and review risk management policies, procedures, risk tolerance limits and methodologies. Enhancing the company's systems, controls ...

Job ResponsibilitiesCorporate FinanceProvide advisory support on compliance matters covering both private and public side investment management activities covering Debt Capital Markets, Equity Capital Markets and Corporate Finance. Assist in providing advice in regulatory frameworks for businesses involving new products, business initiatives or instruments to ensure adherence to relevant regulations and business conduct. Draft and maintain existing compliance procedures and policies Regulatory ...